James M. Norton, Ph.D.(1)
Department of Physiology
University of New England College of Osteopathic Medicine
11 Hill's Beach Road
Biddeford, ME 04005
Current understanding of the primary respiratory mechanism includes
the concept of a linkage between the movements of the cranium and the
sacrum
via the spinal dura. To test this model for craniosacral interaction,
methods
were developed to document and analyze the timing of cranial and sacral
cycles in healthy human subjects. A dual examiner protocol was utilized
for a portion of this study, in which two examiners, one at the cranium
and one at the sacrum, could simultaneously and independently document
the cranial mechanism. A significant correlation was found between
cranial
and sacral cycle lengths documented separately by individual examiners,
but pairs of examiners monitoring cranial and sacral cycle lengths of
subjects
simultaneously did not agree. These findings support predictions of the
tissue pressure, or interactive, model for the cranial rhythm and do
not
support the concept of cranio-sacral interaction as described in the
osteopathic
literature.
key words: cranial rhythm; palpation; manual medicine; craniosacral therapy
Rhythmicity within the neural, respiratory, cardiovascular,
endocrine
and other systems plays a major role in the maintenance of stable and
appropriate
conditions within the internal environment of the body. One such rhythm
is the "cranial rhythmic impulse" (CRI)(2)
or "primary respiratory mechanism"(3),
described
as a rhythmic impulse arising within the cranium that is separate and
distinct
from any previously known pulsation and that is discernible on the
external
surface of the head with gentle palpation2. The movements of
the cranium are thought to be linked with movements in the sacrum
through
mechanical forces transmitted through the spinal dura2. The
resultant rhythmic activity of the sacrum is manifested by a slight
rotation
around a transverse axis slightly anterior to the second sacral segment1.
A recently published model for the palpation of the cranial rhythm(4)
is based on the assumption that cardiovascular and respiratory rhythms
and their contributions to soft tissue pressures of both subject and
examiner
are the primary determinants of the cranial rhythm as perceived during
palpation. Experimental validation or refutation of this (or any other)
model for the craniosacral rhythm requires data on frequency that are
reproducible
and accurate. Our laboratory developed an approach to studying the
cranial
mechanism of healthy human subjects that addresses these important
issues,
and began a series of experiments designed to test the interactive
tissue
pressure model and to assess inter-examiner agreement in the palpation
of the cranial mechanism.
Preliminary findings recently reported by our laboratory indicate
that
the occurrence of rhythmic cranial cycles can indeed be directly
documented
by examiners(5),(6),(7),(8)
using an unobtrusive, examiner-operated knee switch. Mean frequencies
for
healthy human subjects were found to be in the range of 3-6 cycles/min
and examiner experience did not seem to affect the ability to palpate
the
frequency of the cranial mechanism. These early results suggested that
the cranial mechanism's cycles could indeed be reliably documented, and
that the basic timing of these cycles could be detected even by
relatively
inexperienced examiners.
If the cranial mechanism produces an independent and palpable physiological rhythm as has been suggested(9), then different examiners should be able to agree on the basic timing (cycle length and frequency) of the cranial rhythm in a given subject under a constant set of experimental conditions. Furthermore, if the linkage between cranial and sacral motion is real, then different examiners palpating the cranium and sacrum should document essentially the same frequency. In order to investigate this hypothesis, a dual examiner palpation protocol was developed in which subjects were monitored by two examiners simultaneously, one at the cranium and the other at the sacrum. This protocol was designed to investigate the presence of palpable cranio-sacral interaction as well as provide an indication of the extent of inter-examiner agreement.
subjects and examiners:
Subjects were students, faculty, or staff at the College of
Osteopathic
Medicine of the University of New England. The four men and five women
ranged in age from 22-28 years, claimed to be in good general health,
and
were not suffering from any acute or chronic illness at the time of
their
participation in the study. All subjects participated voluntarily in
the
study, gave their informed consent to cranial palpation only (no
treatments
were given), and received no compensation. All of the 6 examiners were
osteopathic physicians with extensive training and experience in
cranial
osteopathy.
general methods:
Silent switches activated by examiner knee pressure were attached to
a leg and to the side of a fixed-height, wood-frame examining table.
Examiners
seated at the head of the table and at its side were asked to depress
the
switch at the beginning of the flexion (or inhalation) phase of the
cranial
mechanism and keep it depressed until the end of the flexion phase. For
the cranium, the beginning of flexion was defined as the point at which
the examiner felt a qualitative change in the direction of cranial
movement
toward "expansion"; the end of flexion was defined as the point at
which
the direction of movement reversed itself again. For the sacrum, the
definitions
were similar and were related to the rocking motion of the sacrum
during
the cycle. If the cranial mechanism is viewed as a succession of
flexion
and extension movements, then this protocol allowed documentation of
the
duration of one phase of the cycle (flexion or inhalation) and of the
entire
cycle (from the beginning of one flexion to the beginning of the next).
The knee-switches were designed to provide simple, basic information
about
the timing of the cranial mechanism and was not intended to describe
more
complex information such as amplitude or the presence of restrictions
or
torsions.
A permanent record of the flexion phases was obtained using a chart
recorder (Physioscribe, Stoelting, 620 Wheat Lane, Wood Dale, IL
60191).
Activation of the knee switch produced an upward deflection in a
time/event
channel corresponding to the flexion phase of the craniosacral cycle.
The
paper speed used was 2 mm/sec in all measurement sessions; this speed
was
sufficient to allow direct measurements of flexion duration to the
nearest
0.5 sec or estimates of flexion duration to the nearest 0.25 sec. Cycle
lengths were routinely 15-20 sec in duration; measurement error was
therefore
in the range of 2.5-3.3%.
The basic data obtained for each measurement session using the
protocol
described above consisted of the duration of flexion (in seconds) and
cranial
cycle length (in seconds, from the beginning of one flexion to the
beginning
of the next) for 8-10 cycles. Cranial frequency (cycles/min) was
calculated
as 60 ÷ the mean cycle length in seconds. Calculated frequencies
were validated by visually counting the number of flexions (or
extensions)
over a period of one minute on the permanent record.
For the dual examiner protocol, six [6] examiners trained and
experienced
in craniosacral techniques were paired and asked to monitor the cranial
mechanism of subjects simultaneously, with one examiner at the cranium
and the other at the sacrum. The two examiners were asked not to speak
or otherwise communicate with one another and were prevented from
picking
up audible or visual cues from one another by a combination of soft
background
music and a large hanging curtain separating the examiners at the level
of the subject's chest. During a measurement session, simultaneous
records
of flexion determined at the two sites were obtained using the separate
knee switches for each examiner. Following a 1-2 min rest, the
examiners
switched positions and the measurements were repeated. Four subjects
were
monitored at the cranium and sacrum by all six examiners, and five
other
subjects were monitored at the cranium and sacrum by two examiners. A
complete
summary of the experimental data, expressed as frequency (cycles/min)
is
shown in Table 1. The protocol used allowed
comparisons
between cranial and sacral cycle lengths determined on a subject by the
same examiner within a short period of time, and between cranial and
sacral
lengths determined simultaneously on a subject by two examiners.
statistical analysis:
Statistical analyses were performed using commercially available software (SigmaStat, Jandel Scientific, 65 Koch Road, Corte Madera, CA 94925). The tests utilized included one- and two-way analysis of variance, Pearson product moment correlation, Spearman rank order correlation, linear regression, Student-Newman-Keuls test for multiple comparisons, and Student's t-test. Sample size requirements for a power of 0.8, an of 0.05, and a mean difference in cycle length of 1 sec were met for the statistical tests used in this study.
A significant correlation was found between the cranial cycle
lengths
measured separately at the cranium and at the sacrum by the same
examiner.
In the dual examiner protocol, the two examiners first palpated the
cranial and sacral rhythms of a subject and then switched positions for
a second set of measurements. Each examiner was therefore able to
monitor
the cranial mechanism of a subject at two separate sites, the cranium
and
the sacrum, within a very short period of time, usually less than 10
min.
A highly significant correlation was found between cycle lengths (and
therefore
frequencies) documented separately by individual examiners at the
cranium
and at the sacrum of subjects, as shown in Figure
1 (top panel) and Table 2.
Agreement among examiners with respect to cranial and sacral
cycle
lengths was low.
Although cranial and sacral cycle lengths of subjects determined
separately
by individual examiners are correlated with one another, interexaminer
agreement was low among the experienced examiners utilized in the dual
examiner protocol with respect to cycle lengths measured at the cranium
or the sacrum. Two-way analysis of variance of the dual examiner data
revealed
statistically significant degrees of variability in cranial cycle
length
attributable to both subjects (F = 4.54, p = 0.003, 7 degrees of
freedom)
and examiners (F = 20.006, p < 0.001, 5 degrees of freedom). These
results
indicate not only that the subjects differ from one another with
respect
to cranial cycle length but also that variability among the examiners
in
the documentation of cranial cycle length is greater than would be
expected
by chance even after accounting for the differences among the subjects.
When pairs of examiners document the cranial and sacral rhythms
of
a subject simultaneously, their findings do not agree.
In contrast to the highly significant correlation between the cranial and sacral cycle lengths of a subject determined separately by the same examiner, no significant correlation could be demonstrated between the cranial and sacral cycle lengths of a subject determined simultaneously by different examiners in the dual examiner protocol (Figure 1, bottom panel, and Table 2). In addition, as also shown in Table 2, no statistically significant correlations were found between cycle lengths measured separately at the cranium or the sacrum of a subject by the two examiners during a session. Furthermore, no consistent temporal relationship could be established between the onset of flexion as documented by the two examiners on the chart record of the experiment. There was no visual evidence of a time delay or phase shift (suggesting a fluid or mechanical wave moving caudally) or of one rhythm being a simple multiple or harmonic of the other.
Our protocol required the examiners to document their subjective
palpatory
findings in a manner that produced a permanent record for subsequent
analysis.
Spoken words, nods of the head, or other gestures used to indicate
palpatory
findings might be heard or observed by subjects and other examiners,
and
would require the assistance of an assistant to record the signals. We
wanted the permanent record to represent as accurately as possible the
examiners' actual perceptions, and chose the knee switch as the vehicle
for making the most direct link between examiner perception and
permanent
documentation.
The knee-switch method used to collect the data described in this
report
did not appear to interfere at all with the interaction between the
examiners
and the subjects. Subjects were usually completely unaware of the means
by which the recordings were obtained. The slight movement of the
examiner's
leg required to depress the switch was nearly imperceptible to a person
lying on the treatment table. When questioned informally after the
measurement
sessions were completed, new examiners admitted that it took several
cycles
to get used to the switch, but from then on the experimental hardware
and
setup did not interfere with their ability to palpate the cranial
mechanism
of a subject. All examiners felt that the switch allowed them to record
their palpatory findings directly and accurately.
Several control studies were performed to assess the ability of
examiners
to document the timing of cranial cycles using the knee switch. First,
it was shown that examiners could use the knee switch to palpate and
document
accurately the timing of the inspiratory phase of the respiratory
cycle,
using subjects whose respirations were monitored and recorded using a
pneumograph.
Respiratory cycles were shorter than the cranial cycles observed in
this
study and therefore would theoretically have a larger measurement error
using our system. Nevertheless, the correlation between respiratory
cycle
lengths recorded directly and those documented by an examiner was
highly
significant (Pearson's r = 0.934, p < 0.001).
In a second test of the measurement system, one examiner was asked
to
document the cranial cycles of three subjects by marking first flexion
phases for 6-8 cycles and then extension phases for a similar number of
cycles. Mean cycle lengths determined using the flexion and extension
phases
were 24.5 ± 4.5 sec and 25.2 ± 5.6 sec, respectively,
with
no significant difference between the two sets of measurements. Thus,
regardless
of the phase used by the examiner to document the timing of a subject's
cranial mechanism, the mean cycle lengths (and therefore the
frequencies)
were the same.
Cranial cycles do not have to be regular in order for their timing
to
be documented accurately. Fourier analysis can be used to analyze
signals
with a varying periodicity(10), and
this
method can also be applied to time-domain signals that are square waves
(periodic step functions) similar to the chart records produced in our
protocol. In a third type of control experiment designed to assess our
protocol, the cranial mechanism of a one subject was monitored by an
experienced
examiner for a period of more than 11 min, allowing documentation of 40
cycles with an average duration of 17.19 sec (corresponding to a
frequency
of 3.49 cycles/min). Fourier analysis of the record transcribed into a
digital form (1 = flexion, 0 = no flexion) at 0.5 sec intervals (a
total
of 1,344 data points) produced a sharp peak in the frequency spectrum
at
3.4 cycles/min. Such agreement supports the use of our knee-switch
system
to record digitally the timing of an analog process
with
the potential for varying periodicity.
The overall cycle length was chosen as the measurement for
comparison
because it was felt to be less sensitive to differences in examiner
palpatory
skills than the duration of flexion alone. The underlying assumption
was
that differences in examiner skill or experience might affect the point
in the cycle at which flexion is perceived to begin, but that this
point
would be essentially the same from cycle to cycle. Since the beginning
and ending of flexion is sensed as a qualitative change in the
direction
of movement, documentation of the timing of a subject's cranial
mechanism
by the experienced examiners utilized in this study should not be
grossly
affected by variations in the baseline amplitude of the mechanism
itself.
All examiners so questioned stated that the cranial rhythms of the
subjects
used in this study were readily palpable and no different than those
regularly
encountered in their practice.
Although cycle length is not usually discussed formally or
informally
as an important feature of the cranial mechanism, it is directly
related
to frequency, considered to be an important characteristic. As
described
above, the data analyses in this report were performed on original
cycle
length data rather than on calculated frequencies, in order to enhance
statistical validity. Since the time and frequency domains simply
represent
different ways to describe a rhythmic process, conclusions drawn from
cycle
length can be readily applied to frequency, and vice versa. In
support
of the findings presented here, two recent investigations of the
cranial
rhythm in which the methods for documenting frequency are clearly
described
have yielded average frequencies in the same range as those described
above(11),(12)
It is difficult for this author to reconcile the lack of
interexaminer
agreement seen in this study with the existence of an independent,
easily
palpable physiological rhythm generated within the cranium of a subject
and transmitted to the sacrum, since simultaneous measurements of cycle
length obtained on a subject at the two locations by different
examiners
were not correlated at all (Table 2).
Furthermore,
the results seem much more consistent with a rhythm that is only
perceived
by an examiner to come from a subject but that actually arises somehow
from the interaction between subject and examiner. This statement is
supported
by the fact that measurements of cycle length obtained separately at
the
cranium and sacrum of a subject by the same examiner were significantly
correlated with one another, but the cranial (or sacral) cycle lengths
of a subject determined by multiple examiners did not agree. These
findings
are consistent with the interactive tissue pressure model3,
according to which an examiner would be expected to perceive the same
rhythm
in the soft tissues of a subject regardless of the site of palpation.
Different
examiners would not be expected to perceive the same cranial
rhythm
on a given subject because the persons involved in the interaction are
different and therefore the physiological rhythms combining to produce
the palpated cranial rhythm would be different.
These data do not support the "membrane pulley model"1 or
"spinal reciprocal tension membrane"2 hypotheses for
craniosacral
interaction, which would predict that movements or rhythms at the
cranium
would be causally and temporally related to movements at the sacrum,
with
respect to both mean frequency and the point of onset of the flexion
phase(13),(14).
We could demonstrate no significant correlation between cranial and
sacral
rhythms as palpated simultaneously by two examiners, either
statistically
or by visual inspection of the experimental records.
In conclusion, our results do not support the existence of a
craniosacral
rhythm that arises within a subject and that is capable of being
consistently
documented by experienced examiners. Several possible explanations of
our
data come to mind: 1) the cranial rhythm does not exist, as suggested
in
several recent publications on the subject(15),(16);
2) inter-examiner reliability in cranial palpation, an essential
prerequisite
for any meaningful clinical trials of the efficacy of craniosacral
therapy(17),
is very poor; and 3) the perception of motion arises from some
aspect(s)
of the interaction between an examiner and a subject, in which case
interexaminer
agreement would be expected to be low and the ability of practitioners
of craniosacral therapy to share accurate and objective information
would
therefore be limited.
Craniosacral therapy continues to be practiced in various forms by physicians, physical therapists and others. Such widespread use of this modality demands further research to confirm the existence and nature of the cranial mechanism, to establish the reliability of information obtained during cranial palpation, to define the characteristics of a normal mechanism, and to generate criteria for determining the efficacy of craniosacral therapy.
The author would like to acknowledge the significant contributions
to
this study of Richard Broder-Oldach, D.O., and Gretchen Sibley, D.O.,
both
students at the University of New England College of Osteopathic
Medicine
at the time the experiments were performed.
Legend for Figure 1
Scatter plots of data obtained during the dual examiner experiments. Each point represents average values for cranial and sacral cycle lengths for a single measurement session. The upper panel compares cycle lengths from all subjects at the two locations documented separately by the same examiner; the lower panel compares cycle lengths documented by two different examiners simultaneously.
Dual Examiner Data Summary for Cranial and Sacral Frequencies(18),(19)
| SUBJECTS | ||||||||||
| EXAMINERS
AND SITES |
S1 | S2 | S3 | S4 | S5 | S6 | S7 | S8 | S9 | |
| E1 | cranium | 5.50 | 5.17 | 5.49 | 6.70 | 4.68 | 6.32 | 5.06 | 4.32 | |
| E2 | sacrum | 3.43 | 2.85 | 3.65 | 3.56 | 2.91 | 3.48 | 2.91 | 3.44 | |
| E1 | sacrum | 7.38 | 5.06 | 6.18 | 6.59 | 4.97 | 7.26 | 5.22 | 4.35 | |
| E2 | cranium | 3.35 | 2.86 | 4.44 | 3.90 | 2.96 | 3.79 | 3.57 | 3.35 | |
| E3 | cranium | 2.60 | 2.47 | 2.06 | 2.20 | |||||
| E4 | sacrum | 4.08 | 4.26 | 4.72 | 4.09 | |||||
| E3 | sacrum | 2.15 | 2.20 | 2.14 | 2.15 | |||||
| E4 | cranium | 4.06 | 6.13 | 5.53 | 4.61 | |||||
| E5 | cranium | 4.89 | 4.10 | 4.93 | 4.09 | 3.63 | ||||
| E6 | sacrum | 6.47 | 5.38 | 6.82 | 4.34 | 7.06 | ||||
| E5 | sacrum | 4.47 | 3.93 | 4.72 | 3.50 | 2.94 | ||||
| E6 | cranium | 5.58 | 5.23 | 7.35 | 4.78 | 5.71 | ||||
| sacral(A)(22) | cranial(B)c | sacral(B)c | |
| cranial(A)c | 0.926 <0.001 34 |
-0.275 0.115 34 |
-0.296 0.089 34 |
| sacral(A)c | -0.318 0.067 34 |
1. James M. Norton, Ph.D., is Professor and Chairman of the Department of Physiology at the University of New England College of Osteopathic Medicine, 11 Hill's Beach Road, Biddeford, ME 04005. Address all correspondence and requests for reprints to Dr. Norton. This study was approved by the Institutional Review Board of the University of New England, and was supported by grant #91-14-345 from the American Osteopathic Association.
2. Upledger JE, Vredevoogd JD. Craniosacral Therapy. Chicago, Eastland Press, 1983, p. 6.
3. Magoun, H.I. Osteopathy in the Cranial Field. Kirksville: the Journal Printing Company, 1976.
4. Norton JM. A tissue pressure model for the palpatory perception of the cranial rhythmic impulse. JAOA 1991;91(10):975-994.
5. Norton JM, Sibley G, Broder-Oldach R. Quantification of the cranial rhythmic impulse in human subjects. JAOA 1992;92(10):1285.
6. Sibley G, Norton JM, Broder-Oldach R. Interexaminer agreement in the characterization of the cranial rhythmic impulse. JAOA 1992;92(10):1285.
7. Norton JM, Sibley G, Broder-Oldach R. Characterization of the cranial rhythmic impulse in healthy human adults. AAO Journal 1992;2(3):9-12, 26.
8. Norton, J.M. Documentation of the cranial rhythmic impulse. STILL Alive 1(1):January 1996. (an electronic journal, URL is http://www.rscom.com/osteo/journal/stalive.htm.)
9. Upledger JE. The reproducibility of craniosacral findings: a statistical analysis. JAOA 1977;76:890-899.
10. Noggle JH. QuickBasic programming for scientists and engineers. Ann Arbor, MI; CRC press, 1992, pp. 301-310.
11. Hanten, WP. personal communication.
12. Wirth-Pattullo, V., and K.W. Hayes. Interrater reliability of craniosacral rate measurements and their relationship with subjects' and examiners' heart and respiratory rate measurements. PhysicalTherapy 1994;74(10)908-920.
13. Lee RP. Primary and secondary respiration. Part II. AAOJournal 1993;3(1):17-19, 27.
14. Lee RP. A report to the statutory advisory committee on medical care: craniosacral manipulation. AAO Journal 1991;1(1):13-14.
15. Wirth-Pattullo, V. Interexaminer reliability of palpating the craniosacral motion in the clinical setting. PhysTher 1993 73(6):S10.
16. Ferre JC, Barbin JY. The osteopathic cranial concept: fact or fiction? Surg Radiol Anat 1991 13:165-170.
17. Johnston WL. Interexaminer reliability studies: spanning a gap in medical research - Louisa Burns Memorial Lecture. JAOA 1982 81:819-29.
18. Frequencies are expressed as cycles/min and were calculated as 60 divided by the mean cycle length (in sec) determined for a subject by an examiner.
19. Subjects are designated as S1-S8, and examiners as E1-E6. Examiner pairings were E1 and E2, E3 and E4, E5 and E6. Data are grouped by session, with examiners switching positions between the cranium and the sacrum.
20. The Pearson product moment correlation was utilized to produce this table; the data given for each comparison are the correlation coefficient, the P value, and the number of samples compared.
21. Data shown is from thirty-four [34] measurement sessions utilizing the dual examiner protocol as described in the text.
22. The comparisons made in this table are: cranial(A)
to sacral(A), pairs of measurements made separately at the cranium
and sacrum of a subject by the same examiner during a measurement
session;
cranial(A)
to cranial(B), pairs of measurements made at the cranium of a
subject
by two different examiners during a measurement session;
cranial(A)
to sacral(B), pairs of measurements made simultaneously on a
subject
by two different examiners during a measurement session; sacral(A)
to
sacral(B), pairs of measurements made at the sacrum of a subject by
two different examiners during a measurement session.